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Nascent capabilities (agency and autonomy)

Regulating under Uncertainty: Governance Options for Generative AI

G'sell (2024)

SourceDOI
Sub-category
Risk Domain
7AI System Safety, Failures & Limitations
7.2AI possessing dangerous capabilities

AI systems that develop, access, or are provided with capabilities that increase their potential to cause mass harm through deception, weapons development and acquisition, persuasion and manipulation, political strategy, cyber-offense, AI development, situational awareness, and self-proliferation. These capabilities may cause mass harm due to malicious human actors, misaligned AI systems, or failure in the AI system.

"Traditionally, AI tools have been viewed as passive instruments controlled by users to achieve their goals, lacking the ability to take action or assume responsibilities. However, advanced AI tools are increasingly capable of taking initiative, operating independently of human control, and actively working toward optimal outcomes, even in uncertain situations."

Entity— Who or what caused the harm

Human

Due to a decision or action made by humans

AI system

Due to a decision or action made by an AI system

Other

Due to some other reason or is ambiguous

Intent— Whether the harm was intentional or accidental

Intentional

Due to an expected outcome from pursuing a goal

Unintentional

Due to an unexpected outcome from pursuing a goal

Other

Without clearly specifying the intentionality

Timing— Whether the risk is pre- or post-deployment

Pre-deployment

Occurring before the AI is deployed

Post-deployment

Occurring after the AI model has been trained and deployed

Other

Without a clearly specified time of occurrence

Other risks from G'sell (2024) (33)

Technical and operational risks

7.3 Lack of capability or robustness
AI systemUnintentionalOther

Technical and operational risks > Technical vulnerabilities (Robustness - unexpected behaviour)

7.3 Lack of capability or robustness
AI systemOtherPost-deployment

Technical and operational risks > Technical vulnerabilities (Robustness - vulnerability to jailbreaking

2.2 AI system security vulnerabilities and attacks
HumanIntentionalPost-deployment

Technical and operational risks > Technical vulnerabilities (The risk of misalignment)

7.1 AI pursuing its own goals in conflict with human goals or values
AI systemOtherPost-deployment

Technical and operational risks > Factually incorrect content (inaccuracies and fabricated sources)

3.1 False or misleading information
AI systemUnintentionalPost-deployment

Technical and operational risks > Opacity (the black box problem)

7.4 Lack of transparency or interpretability
OtherUnintentionalOther
View all 33 risks from this paper →