Privacy and data collection concerns (data protection concerns)

Regulating under Uncertainty: Governance Options for Generative AI

G'sell (2024)

Source DOI

Sub-category

Risk Domain

2Privacy & Security

2.1Compromise of privacy by leaking or correctly inferring sensitive information

AI systems that memorize and leak sensitive personal data or infer private information about individuals without their consent. Unexpected or unauthorized sharing of data and information can compromise user expectation of privacy, assist identity theft, or cause loss of confidential intellectual property.

"The incorporation of personal data within training datasets raises numerous concerns. The primary issue is that personal data may be incorporated without the knowledge or consent of the individuals concerned, even though the data may include names, identification numbers, Social Security numbers, or other personal information. Another particularly difficult problem is related to the fact that complex models may “memorize” (i.e., store) specific threads of training data and regurgitate them when responding to a prompt.498 This data memorization can directly lead to leakage of personal data. Even if generative AI models do not memorize or leak personal data, they make it possible to recognize patterns or information structures that could enable malicious users to uncover personal details."(p. 98)

Entity— Who or what caused the harm

Human

Due to a decision or action made by humans

AI system

Due to a decision or action made by an AI system

Other

Due to some other reason or is ambiguous

Intent— Whether the harm was intentional or accidental

Intentional

Due to an expected outcome from pursuing a goal

Unintentional

Due to an unexpected outcome from pursuing a goal