Operational harms (financial markets)

Sub-category

Entity— Who or what caused the harm

Human

Due to a decision or action made by humans

AI system

Due to a decision or action made by an AI system

Other

Due to some other reason or is ambiguous

Not coded

Intent— Whether the harm was intentional or accidental

Intentional

Due to an expected outcome from pursuing a goal

Unintentional

Due to an unexpected outcome from pursuing a goal

Other

Without clearly specifying the intentionality

Not coded

Timing— Whether the risk is pre- or post-deployment

Pre-deployment

Occurring before the AI is deployed

Post-deployment

Occurring after the AI model has been trained and deployed

Other

Without a clearly specified time of occurrence

Not coded

Other risks from Gipiškis2024 (144)

Direct Harm Domains (content safety harms)

Direct Harm Domains (content safety harms) > Violence and extremism

Direct Harm Domains (content safety harms) > Hate and toxicity

Direct Harm Domains (content safety harms) > Sexual content

Direct Harm Domains (content safety harms) > Child harm

Direct Harm Domains (content safety harms) > Self-harm