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Training methods that shape model behavior through objectives, feedback, and optimization targets.
Also in Model
State-of-the-art methods such as adversarial training to make models robust to adversarial attacks (e.g., jailbreaking).
Multiple experts agreed that adversarial robustness training is generally helpful across various risk areas and should be considered a best practice. However, opinions on its effectiveness varied. Several experts noted that while it is a useful tool, it may not be sufficient on its own to address all risks comprehensively. Some experts highlighted that current methods might not be robust enough against determined adversaries or sophisticated jailbreak attempts. Several mentioned that the effectiveness of these techniques can vary over time and may require continuous updates. There was a consensus among several experts that this approach could be more effective for certain types of risks (e.g., hate speech, bias) than others (e.g., impacts on democratic processes). Some pointed out that it might be less effective for addressing systemic or subtle effects arising from AI use in specific contexts. Several experts emphasised the importance of integrating adversarial robustness with other safety measures and ongoing monitoring. One expert suggested that governmental disclosure and reporting obligations should accompany such measures. Some individual experts raised concerns about potential limitations, such as the risk of overfitting to specific attack types, the challenge of achieving true adversarial robustness in foundation models, and the possibility that robust safeguards might inadvertently limit the model's capabilities for benign tasks.
Reasoning
Adversarial training modifies the learning objective to optimize for robustness against adversarial perturbations.
Pre-deployment risk assessments
Comprehensive risk assessments before deployment that would assess reasonably foreseeable misuse and include dangerous capability evaluations that incorporate post-training enhancements and collaborations with domain experts. Risk assessments would inform deployment decisions.
2.2.1 Risk AssessmentThird party pre-deployment model audits
External pre-deployment assessment to provide a judgment on the safety of a model. Auditors, which could be governments or independent third parties, would receive access to a fine-tuning API for testing, or further appropriate technical means.
2.2.3 Auditing & ComplianceExternal assessment of testing procedure
Bringing in external AI evaluation firms before deployment to assess and red-team the company's execution of dangerous capabilities evaluations.
2.2.2 Testing & EvaluationVetted researcher access
Giving good faith, public interest evaluation researchers access to black-box research APIs that provide technical and legal safe harbours to limit barriers imposed by usage policy enforcement, logging, and stringent terms of service.
2.3.1 Deployment ManagementAdvanced model access for vetted external researchers
Examples of advanced access rights could include any of the following: increased control over sampling, access to fine-tuning functionality, the ability to inspect and modify model internals, access to training data, or additional features like stable model versions.
2.2.2 Testing & EvaluationData curation
Careful data curation prior to all development stages (including fine-tuning) to filter out high-risk content and ensure the training data is sufficiently high-quality.
1.1.1 Training DataEffective Mitigations for Systemic Risks from General-Purpose AI
Uuk, Risto; Brouwer, Annemieke; Schreier, Tim; Dreksler, Noemi; Pulignano, Valeria; Bommasani, Rishi (2024)
The systemic risks posed by general-purpose AI models are a growing concern, yet the effectiveness of mitigations remains underexplored. Previous research has proposed frameworks for risk mitigation, but has left gaps in our understanding of the perceived effectiveness of measures for mitigating systemic risks. Our study addresses this gap by evaluating how experts perceive different mitigations that aim to reduce the systemic risks of general-purpose AI models. We surveyed 76 experts whose expertise spans AI safety; critical infrastructure; democratic processes; chemical, biological, radiological, and nuclear risks (CBRN); and discrimination and bias. Among 27 mitigations identified through a literature review, we find that a broad range of risk mitigation measures are perceived as effective in reducing various systemic risks and technically feasible by domain experts. In particular, three mitigation measures stand out: safety incident reports and security information sharing, third-party pre-deployment model audits, and pre-deployment risk assessments. These measures show both the highest expert agreement ratings (>60\%) across all four risk areas and are most frequently selected in experts' preferred combinations of measures (>40\%). The surveyed experts highlighted that external scrutiny, proactive evaluation and transparency are key principles for effective mitigation of systemic risks. We provide policy recommendations for implementing the most promising measures, incorporating the qualitative contributions from experts. These insights should inform regulatory frameworks and industry practices for mitigating the systemic risks associated with general-purpose AI.
Build and Use Model
Training, fine-tuning, and integrating the AI model
Developer
Entity that creates, trains, or modifies the AI system
Manage
Prioritising, responding to, and mitigating AI risks