Memorization in LLMs

Risk Taxonomy, Mitigation, and Assessment Benchmarks of Large Language Model Systems

Cui et al. (2024)

Source DOI

Sub-category

Risk Domain

2Privacy & Security

2.1Compromise of privacy by leaking or correctly inferring sensitive information

AI systems that memorize and leak sensitive personal data or infer private information about individuals without their consent. Unexpected or unauthorized sharing of data and information can compromise user expectation of privacy, assist identity theft, or cause loss of confidential intellectual property.

"Memorization in LLMs refers to the capability to recover the training data with contextual prefixes. According to [88]–[90], given a PII entity x, which is memorized by a model F. Using a prompt p could force the model F to produce the entity x, where p and x exist in the training data. For instance, if the string “Have a good day!\n alice@email.com” is present in the training data, then the LLM could accurately predict Alice’s email when given the prompt “Have a good day!\n”."(p. 6)

Entity— Who or what caused the harm

Human

Due to a decision or action made by humans

AI system

Due to a decision or action made by an AI system

Other

Due to some other reason or is ambiguous

Intent— Whether the harm was intentional or accidental

Intentional

Due to an expected outcome from pursuing a goal

Unintentional

Due to an unexpected outcome from pursuing a goal